Employee Appreciation: William Bean
Summary of Keypoints As an Associate Attorney at HLBS, Will’s practice involves customer dispute and U5 termination [...]
Recent articles
Introductory Terms to Know for Your Case
Summary of Keypoints After reflecting on some of our FAQs and exploring new ways to help our clients, we decided to put [...]
Successful Expungement of All Customer Dispute Disclosures
Summary of Keypoints One of our senior attorneys, Chelsea Bauer handled a case that started in January of 2022 and came [...]
Despite The Passing of Time & Other Obstacles: Another Success Story Prevails
Summary of Keypoints HLBS Law was successful in obtaining an arbitration award this month, that recommended expungement [...]
Case Study- Expungement, Vacate, and Confirmation
Summary of Keypoints TLDR- FINRA arbitrators can get it wrong with clearly false customer disputes and FINRA will [...]
Millions of Dollars in Allegations Denied Thanks to Managing Attorney, Bessette
Summary of Keypoints Experience Matters When Choosing an Investment Fraud Attorney Michael Bessette, Managing Attorney [...]
Iowa Statute Passes for Expungement of Investment Advisors Disclosures from CRD/IARD Record
Summary Of Keywords Iowa HF 648 was passed into law in the state of Iowa by unanimous vote from the state senate and [...]
Successful Expungement of a “Concern” Mistaken for a “Complaint”
Summary of Keypoints One of our attorneys, William Bean handled a case that started in October of 2022 and finally came [...]
Untangling a U5 Reporting Error, Client Gets Termination Disclosure Expunged
Summary of Keypoints Recently at HLBS Law, our attorneys obtained a win for a financial advisor seeking expungement [...]