Financial Advisor Attorneys: Choosing the Right FINRA Attorney
Summary of Keypoints For financial advisors facing regulatory challenges, choosing the right FINRA attorney can make [...]
Recent articles
Securities Attorneys and FINRA Defense: A Comprehensive Guide for Financial Advisors
Summary of Keypoints When financial advisors face regulatory challenges, choosing the right legal representation [...]
FINRA Attorneys: An Essential Guide to Securities Law Compliance
Summary of Keypoints FINRA attorneys play a crucial role in the securities industry. They help financial professionals [...]
FINRA Arbitration Rules: Key Changes and Updates for 2025
Summary of Keypoints FINRA arbitration rules guide the process of settling disputes in the financial industry. These [...]
FINRA’s New Expungement Rules Arrive, Lawyers Seek New Options
Summary of Keypoints A new “work around” trend is being applied by lawyers in the industry in order to [...]
Employee Appreciation: Jenny Velez
Summary of Keypoints HLBS Law is made up of many hard-working team members, all of which are extremely valuable to the [...]
Despite Obstacles, HLBS Law Succeeds in Expungement
Summary of Keypoints In a recent arbitration case, Attorney Michael Bessette successfully obtained an award in FINRA [...]
The HLBS Law Origin Story
Summary of Keypoints HLBS Law opened it’s doors in Westminster, Colorado in late 2017. Prior to opening, Owen Harnett [...]
A Glimpse Into The 2024 FINRA Annual Conference
Summary of Keypoints We are so honored that HLBS Law was in attendance for the 2024 FINRA Annual Conference! The [...]