FINRA’s New Expungement Rules Arrive, Lawyers Seek New Options
Summary of Keypoints A new “work around” trend is being applied by lawyers in the industry in order to [...]
Recent articles
Employee Appreciation: Jenny Velez
Summary of Keypoints HLBS Law is made up of many hard-working team members, all of which are extremely valuable to the [...]
Despite Obstacles, HLBS Law Succeeds in Expungement
Summary of Keypoints In a recent arbitration case, Attorney Michael Bessette successfully obtained an award in FINRA [...]
The HLBS Law Origin Story
Summary of Keypoints HLBS Law opened it’s doors in Westminster, Colorado in late 2017. Prior to opening, Owen Harnett [...]
A Glimpse Into The 2024 FINRA Annual Conference
Summary of Keypoints We are so honored that HLBS Law was in attendance for the 2024 FINRA Annual Conference! The [...]
Our Mission at HLBS Law
Summary of Keypoints At HLBS Law, we strive to be the top law firm for financial advisors seeking help with [...]
SIFMA Requests Changes to Form U5 Expungement
Summary of Keypoints Recently, SIFMA has expressed concerns to FINRA about the current state of Form U5 defamation [...]
iCap Investments Failed: Financial Advisors Liable?
Summary of Keypoints Recently, a financial product called iCap declared bankruptcy. iCap is affiliated with iCap [...]
Successful FINRA Arbitration
Summary of Keypoints Our very own Michael Bessette, Managing Attorney at HLBS Law had great success in his FINRA [...]