Category: Uncategorized

FINRA’s New Expungement Rules Arrive, Lawyers Seek New Options

A new “work around” trend is being applied by lawyers in the industry in order to adapt to the rule changes [...]

August 1, 2024

by Mallory Nissen & Owen Harnett

Employee Appreciation: Jenny Velez

HLBS Law is made up of many hard-working team members, all of which are extremely valuable to the company’s [...]

July 17, 2024

by Mallory Nissen

Despite Obstacles, HLBS Law Succeeds in Expungement

In a recent arbitration case, Attorney Michael Bessette successfully obtained an award in FINRA arbitration [...]

July 1, 2024

by Mallory Nissen

The HLBS Law Origin Story

HLBS Law opened it’s doors in Westminster, Colorado in late 2017. Prior to opening, Owen Harnett used to work in the [...]

May 29, 2024

by Mallory Nissen

A Glimpse Into The 2024 FINRA Annual Conference

We are so honored that HLBS Law was in attendance for the 2024 FINRA Annual Conference! The ultimate theme of the [...]

May 22, 2024

by Mallory Nissen

Our Mission at HLBS Law

At HLBS Law, we strive to be the top law firm for financial advisors seeking help with expungement, arbitration, [...]

April 25, 2024

by Mallory Nissen

SIFMA Requests Changes to Form U5 Expungement

Recently, SIFMA has expressed concerns to FINRA about the current state of Form U5 defamation claims in FINRA’s [...]

April 17, 2024

by Mallory Nissen

iCap Investments Failed: Financial Advisors Liable?

Recently, a financial product called iCap declared bankruptcy. iCap is affiliated with iCap Equity, iCap Vault, iCap [...]

March 26, 2024

by Owen Harnett & Mallory Nissen

Successful FINRA Arbitration

Our very own Michael Bessette, Managing Attorney at HLBS Law had great success in his FINRA arbitration case that went [...]

March 11, 2024

by Mallory Nissen