Iowa Statute Passes for Expungement of Investment Advisors Disclosures from CRD/IARD Record
Iowa HF 648 was passed into law in the state of Iowa by unanimous vote from the state senate and signed into law by [...]
Month: June 2023
Successful Expungement of a “Concern” Mistaken for a “Complaint”
One of our attorneys, William Bean handled a case that started in October of 2022 and finally came to an end this [...]